NEVADA DEPT. OF HUMAN RESOURCES v. HIBBS, 538 U.S. 721 (2003) 123 S.Ct. 1972
NEVADA DEPARTMENT OF HUMAN RESOURCES ET AL. v. HIBBS ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT.
No. 01-1368.
Argued January 15, 2003.
Decided May 27, 2003.
Respondent Hibbs (hereinafter respondent), an employee of the
Nevada Department of Human Resources (Department), sought leave
to care for his ailing wife under the Family and Medical Leave
Act of 1993 (FMLA), which entitles an eligible employee to take
up to 12 work weeks of unpaid leave annually for the onset of a
"serious health condition" in the employee's spouse and for
other reasons, 29 U.S.C. § 2612(a)(1)(C). The Department
granted respondent's request for the full 12 weeks of FMLA
leave, but eventually informed him that he had exhausted that
leave and that he must report to work by a certain date.
Respondent failed to do so and was terminated. Pursuant to FMLA
provisions creating a private right of action to seek both
equitable relief and money damages "against any employer
(including a public agency)," § 2617(a)(2), that "interfere[d]
with, restrain[ed], or den[ied] the exercise of" FMLA rights, §
2615(a)(1), respondent sued petitioners, the Department and two
of its officers, in Federal District Court seeking damages and
injunctive and declaratory relief for, inter alia, violations
of § 2612(a)(1)(C). The court awarded petitioners summary
judgment on the grounds that the FMLA claim was barred by the
Eleventh Amendment and that respondent's Fourteenth Amendment
rights had not been violated. The Ninth Circuit reversed.
Held: State employees may recover money damages in federal
court in the event of the State's failure to comply with the
FMLA's family-care provision. Congress may abrogate the States'
Eleventh Amendment immunity from suit in federal court if it
makes its intention to abrogate unmistakably clear in the
language of the statute and acts pursuant to a valid exercise
of its power under § 5 of the Fourteenth Amendment. See, e.g.,
Board of Trustees of Univ. of Ala. v. Garrett, 531 U.S. 356,
363. The FMLA satisfies the clear statement rule. See Kimel
v. Florida Bd. of Regents, 528 U.S. 62, 73-78. Congress also
acted within its authority under § 5 of the
Fourteenth Amendment when it sought to abrogate the States' immunity for
purposes of the FMLA's family-leave provision. In the exercise
of its § 5 power, Congress may enact so-called prophylactic
legislation that proscribes facially constitutional conduct
Page 722
in order to prevent and deter unconstitutional conduct, e.g.,
City of Boerne v. Flores, 521 U.S. 507, 536, but it may not
attempt to substantively redefine the States' legal
obligations, Kimel, supra, at 88. The test for distinguishing
appropriate prophylactic legislation from substantive
redefinition is that valid § 5 legislation must exhibit
"congruence and proportionality between the injury to be
prevented or remedied and the means adopted to that end." City
of Boerne, supra, at 520. The FMLA aims to protect the right
to be free from gender-based discrimination in the workplace.
Statutory classifications that distinguish between males and
females are subject to heightened scrutiny, see, e.g., Craig
v. Boren, 429 U.S. 190, 197-199; i.e., they must "serv[e]
important governmental objectives," and "the discriminatory
means employed [must be] substantially related to the
achievement of those objectives," United States v.
Virginia, 518 U.S. 515, 533. When it enacted the FMLA,
Congress had before it significant evidence of a long and
extensive history of sex discrimination with respect to the
administration of leave benefits by the States, which is
weighty enough to justify the enactment of prophylactic § 5
legislation. Cf. Fitzpatrick v. Bitzer, 427 U.S. 445, 456.
Garrett, supra, and Kimel, supra, in which the Court
reached the opposite conclusion, are distinguished on the
ground that the § 5 legislation there at issue responded to a
purported tendency of state officials to make age- or
disability-based distinctions, characteristics that are not
judged under a heightened review standard, but pass equal
protection muster if there is a rational basis for enacting
them. See, e.g., Kimel, supra, at 86. Here, because the
standard for demonstrating the constitutionality of a
gender-based classification is more difficult to meet than the
rational-basis test, it was easier for Congress to show a
pattern of state constitutional violations. Cf. South
Carolina v. Katzenbach, 383 U.S. 301, 308-313. The impact of
the discrimination targeted by the FMLA, which is based on
mutually reinforcing stereotypes that only women are
responsible for family caregiving and that men lack domestic
responsibilities, is significant. Moreover, Congress' chosen
remedy, the FMLA's family-care provision, is "congruent and
proportional to the targeted violation," Garrett, supra, at
374. Congress had already tried unsuccessfully to address this
problem through Title VII of the Civil Rights Act of 1964 and
the Pregnancy Discrimination Act. Where previous legislative
attempts have failed, see Katzenbach, supra, at 313, such
problems may justify added prophylactic measures in response,
Kimel, supra, at 88. By creating an across-the-board, routine
employment benefit for all eligible employees, Congress sought
to ensure that family-care leave would no longer be stigmatized
as an inordinate drain on the workplace caused by female
Page 723
employees, and that employers could not evade leave obligations
simply by hiring men. Unlike the statutes at issue in City of
Boerne, Kimel, and Garrett, which applied broadly to every
aspect of state employers' operations, the FMLA is narrowly
targeted at the faultline between work and family  precisely
where sex-based overgeneralization has been and remains
strongest  and affects only one aspect of the employment
relationship. Also significant are the many other limitations
that Congress placed on the FMLA's scope. See Florida Prepaid
Postsecondary Ed. Expense Bd. v. College Savings Bank,
527 U.S. 627, 647. For example, the FMLA requires only unpaid
leave, § 2612(a)(1); applies only to employees who have worked
for the employer for at least one year and provided 1,250 hours
of service within the last 12 months, § 2611(2)(A); and does
not apply to employees in high-ranking or sensitive positions,
including state elected officials, their staffs, and appointed
policymakers, §§ 2611(2)(B)(i) and (3), 203(e)(2)(C). Pp.
726-740.
273 F. 3d 844, affirmed.
REHNQUIST, C.J., delivered the opinion of the Court, in which
O'CONNOR, SOUTER, GINSBURG, and BREYER, JJ., joined. SOUTER, J.,
filed a concurring opinion, in which GINSBURG and BREYER, JJ.,
joined, post, p. 740. STEVENS, J., filed an opinion concurring
in the judgment, post, p. 740. SCALIA, J., filed a dissenting
opinion, post, p. 741. KENNEDY, J., filed a dissenting opinion,
in which SCALIA and THOMAS, JJ., joined, post, p. 744.
Paul G. Taggart, Deputy Attorney General of Nevada, argued
the cause for petitioners. With him on the briefs were Frankie
Sue Del Papa, Attorney General, and Traci L. Lovitt.
Cornelia T.L. Pillard argued the cause for respondent Hibbs.
With her on the brief were Jonathan J. Frankel, Judith L.
Lichtman, and Treva J. Hearne.
Assistant Attorney General Dinh argued the cause for the
United States. With him on the brief were Solicitor General
Olson, Assistant Attorneys General Boyd and McCallum, Deputy
Solicitor General Clement, Patricia A. Millett, Mark B. Stern,
and Kathleen Kane.[fn*]
[fn*] Briefs of amici curiae urging reversal were filed for the
State of Alabama et al. by Bill Pryor, Attorney General of
Alabama, Nathan A. Forrester, Solicitor General, and Charles
B. Campbell, Deputy Solicitor General, and by the Attorneys
General for their respective States as follows: Bruce M.
Botelho of Alaska, M. Jane Brady of Delaware, Earl I. Anzai
of Hawaii, Steve Carter of Indiana, Don Stenberg of Nebraska,
Betty D. Montgomery of Ohio, W.A. Drew Edmondson of Oklahoma,
Charles M. Condon of South Carolina, Paul G. Summers of
Tennessee, John Cornyn of Texas, Mark Shurtleff of Utah, and
Jerry W. Kilgore of Virginia; for the Coalition for Local
Sovereignty by Kenneth B. Clark; and for the Pacific Legal
Foundation by Deborah J. La Fetra.
Briefs of amici curiae urging affirmance were filed for the
State of New York et al. by Eliot Spitzer, Attorney General of
New York, Caitlin J. Halligan, Solicitor General, Michelle
Aronowitz, Deputy Solicitor General, Denise A. Hartman, Robert
H. Easton, and David Axinn, Assistant Solicitors General, and
Hilary Klein, Assistant Attorney General, and by the Attorneys
General for their respective States as follows: Richard
Blumenthal of Connecticut, James Ryan of Illinois, Michael
Hatch of Minnesota, Patricia A. Madrid of New Mexico, and
Christine O. Gregoire of Washington; for the American
Federation of Labor and Congress of Industrial Organizations by
Jonathan P. Hiatt, James B. Coppess, Laurence Gold, and
Michael H. Gottesman; for the Lawyers' Committee for Civil
Rights Under Law et al. by Sidney S. Rosdeitcher, Barbara R.
Arnwine, Thomas J. Henderson, Michael Foreman, Vincent A. Eng,
Dennis Courtland Hayes, and Angela Ciccolo; for the National
Women's Law Center et al. by Walter Dellinger, Pamela Harris,
Marcia D. Greenberger, Judith C. Appelbaum, and Dina R.
Lassow; for Senator Christopher Dodd et al. by Mark E. Haddad
and Carter G. Phillips; and for Alice Kessler-Harris et al. by
Isabelle Katz Pinzler, Conrad K. Harper, and William T.
Russell, Jr.
Page 724
CHIEF JUSTICE REHNQUIST delivered the opinion of the Court.
The Family and Medical Leave Act of 1993 (FMLA or Act) entitles
eligible employees to take up to 12 work weeks of unpaid leave
annually for any of several reasons, including the onset of a
"serious health condition" in an employee's spouse, child, or
parent. 107 Stat. 9, 29 U.S.C. § 2612(a)(1)(C). The Act creates a
private right of action to seek both equitable relief and money
damages "against any employer (including a public agency) in any
Federal or State court of competent jurisdiction," § 2617(a)(2),
should that employer
Page 725
"interfere with, restrain, or deny the exercise of "FMLA rights,
§ 2615(a)(1). We hold that employees of the State of Nevada may
recover money damages in the event of the State's failure to
comply with the family-care provision of the Act.
Petitioners include the Nevada Department of Human Resources
(Department) and two of its officers. Respondent William Hibbs
(hereinafter respondent) worked for the Department's Welfare
Division. In April and May 1997, he sought leave under the FMLA
to care for his ailing wife, who was recovering from a car
accident and neck surgery. The Department granted his request for
the full 12 weeks of FMLA leave and authorized him to use the
leave intermittently as needed between May and December 1997.
Respondent did so until August 5, 1997, after which he did not
return to work. In October 1997, the Department informed
respondent that he had exhausted his FMLA leave, that no further
leave would be granted, and that he must report to work by
November 12, 1997. Respondent failed to do so and was terminated.
Respondent sued petitioners in the United States District Court
seeking damages and injunctive and declaratory relief for, inter
alia, violations of 29 U.S.C. § 2612(a)(1)(C). The District
Court awarded petitioners summary judgment on the grounds that
the FMLA claim was barred by the Eleventh Amendment and that
respondent's Fourteenth Amendment rights had not been violated.
Respondent appealed, and the United States intervened under
28 U.S.C. § 2403 to defend the validity of the FMLA's application to
the States. The Ninth Circuit reversed. 273 F.3d 844 (2001).
We granted certiorari, 536 U.S. 938 (2002), to resolve a split
among the Courts of Appeals on the question whether an individual
may sue a State for money damages in federal court for violation
of § 2612(a)(1)(C). Compare Kazmier v.
Page 726
Widmann, 225 F.3d 519, 526, 529 (CA5 2000), with 273 F.3d 844
(case below).
For over a century now, we have made clear that the
Constitution does not provide for federal jurisdiction over suits
against nonconsenting States. Board of Trustees of Univ. of
Ala. v. Garrett, 531 U.S. 356, 363 (2001); Kimel v. Florida
Bd. of Regents, 528 U.S. 62, 72-73 (2000); College Savings
Bank v. Florida Prepaid Postsecondary Ed. Expense Bd.,
527 U.S. 666, 669-670 (1999); Seminole Tribe of Fla. v. Florida,
517 U.S. 44, 54 (1996); Hans v. Louisiana, 134 U.S. 1, 15
(1890).
Congress may, however, abrogate such immunity in federal court
if it makes its intention to abrogate unmistakably clear in the
language of the statute and acts pursuant to a valid exercise of
its power under § 5 of the Fourteenth Amendment. See Garrett,
supra, at 363; Blatchford v. Native Village of Noatak,
501 U.S. 775, 786 (1991) (citing Dellmuth v. Muth, 491 U.S. 223,
228 (1989)). The clarity of Congress' intent here is not fairly
debatable. The Act enables employees to seek damages "against any
employer (including a public agency) in any Federal or State
court of competent jurisdiction," 29 U.S.C. § 2617(a)(2), and
Congress has defined "public agency" to include both "the
government of a State or political subdivision thereof" and "any
agency of . . . a State, or a political subdivision of a State,"
§§ 203(x), 2611(4)(A)(iii). We held in Kimel that, by using
identical language in the Age Discrimination in Employment Act of
1967 (ADEA), 81 Stat. 602, as amended, 29 U.S.C. § 621 et seq.,
Congress satisfied the clear statement rule of Dellmuth.
528 U.S., at 73-78. This case turns, then, on whether Congress acted
within its constitutional authority when it sought to abrogate
the States' immunity for purposes of the FMLA's family-leave
provision.
In enacting the FMLA, Congress relied on two of the powers
vested in it by the Constitution: its Article I commerce power
and its power under § 5 of the Fourteenth Amendment
Page 727
to enforce that Amendment's guarantees.[fn1] Congress may not
abrogate the States' sovereign immunity pursuant to its Article I
power over commerce. Seminole Tribe, supra. Congress may,
however, abrogate States' sovereign immunity through a valid
exercise of its § 5 power, for "the Eleventh Amendment, and the
principle of state sovereignty which it embodies, are necessarily
limited by the enforcement provisions of § 5 of the
Fourteenth Amendment." Fitzpatrick v. Bitzer, 427 U.S. 445, 456 (1976)
(citation omitted). See also Garrett, supra, at 364; Kimel,
supra, at 80.
Two provisions of the Fourteenth Amendment are relevant here:
Section 5 grants Congress the power "to enforce" the substantive
guarantees of § 1  among them, equal protection of the laws  by
enacting "appropriate legislation." Congress may, in the exercise
of its § 5 power, do more than simply proscribe conduct that we
have held unconstitutional. "`Congress' power "to enforce" the
Amendment includes the authority both to remedy and to deter
violation of rights guaranteed thereunder by prohibiting a
somewhat broader swath of conduct, including that which is not
itself forbidden by the Amendment's text.'" Garrett, supra, at
365 (quoting Kimel, supra, at 81); City of Boerne v.
Flores, 521 U.S. 507, 536 (1997); Katzenbach v. Morgan,
384 U.S. 641, 658 (1966). In other words, Congress may enact
so-called prophylactic
Page 728
legislation that proscribes facially constitutional conduct, in
order to prevent and deter unconstitutional conduct.
City of Boerne also confirmed, however, that it falls to this
Court, not Congress, to define the substance of constitutional
guarantees. 521 U.S., at 519-524. "The ultimate interpretation
and determination of the Fourteenth Amendment's substantive
meaning remains the province of the Judicial Branch." Kimel,
528 U.S., at 81. Section 5 legislation reaching beyond the scope
of § 1's actual guarantees must be an appropriate remedy for
identified constitutional violations, not "an attempt to
substantively redefine the States' legal obligations." Id., at
88. We distinguish appropriate prophylactic legislation from
"substantive redefinition of the Fourteenth Amendment right at
issue," id., at 81, by applying the test set forth in City of
Boerne: Valid § 5 legislation must exhibit "congruence and
proportionality between the injury to be prevented or remedied
and the means adopted to that end," 521 U.S., at 520.
The FMLA aims to protect the right to be free from gender-based
discrimination in the workplace.[fn2] We have held that
statutory classifications that distinguish between males and
females are subject to heightened scrutiny. See, e.g., Craig v.
Boren, 429 U.S. 190, 197-199 (1976). For a gender-based
classification to withstand such scrutiny, it must "serv[e]
important governmental objectives," and "the discriminatory means
employed [must be] substantially related to the achievement of
those objectives." United
Page 729
States v. Virginia, 518 U.S. 515, 533 (1996) (citations and
internal quotation marks omitted). The State's justification for
such a classification "must not rely on overbroad generalizations
about the different talents, capacities, or preferences of males
and females." Ibid. We now inquire whether Congress had
evidence of a pattern of constitutional violations on the part of
the States in this area.
The history of the many state laws limiting women's employment
opportunities is chronicled in  and, until relatively recently,
was sanctioned by  this Court's own opinions. For example, in
Bradwell v. State, 16 Wall. 130 (1873) (Illinois), and
Goesaert v. Cleary, 335 U.S. 464, 466 (1948) (Michigan), the
Court upheld state laws prohibiting women from practicing law and
tending bar, respectively. State laws frequently subjected women
to distinctive restrictions, terms, conditions, and benefits for
those jobs they could take. In Muller v. Oregon,
208 U.S. 412, 419, n. 1 (1908), for example, this Court approved a state
law limiting the hours that women could work for wages, and
observed that 19 States had such laws at the time. Such laws were
based on the related beliefs that (1) a woman is, and should
remain, "the center of home and family life," Hoyt v.
Florida, 368 U.S. 57, 62 (1961), and (2) "a proper discharge of
[a woman's] maternal functions  having in view not merely her
own health, but the well-being of the race  justif[ies]
legislation to protect her from the greed as well as the passion
of man," Muller, supra, at 422. Until our decision in Reed v.
Reed, 404 U.S. 71 (1971), "it remained the prevailing doctrine
that government, both federal and state, could withhold from
women opportunities accorded men so long as any `basis in
reason'"  such as the above beliefs  "could be conceived for
the discrimination." Virginia, supra, at 531 (quoting
Goesaert, supra, at 467).
Congress responded to this history of discrimination by
abrogating States' sovereign immunity in Title VII of the Civil
Rights Act of 1964, 78 Stat. 255, 42 U.S.C. § 2000e-2(a),
Page 730
and we sustained this abrogation in Fitzpatrick. But state
gender discrimination did not cease. "[I]t can hardly be doubted
that . . . women still face pervasive, although at times more
subtle, discrimination . . . in the job market." Frontiero v.
Richardson, 411 U.S. 677, 686 (1973). According to evidence
that was before Congress when it enacted the FMLA, States
continue to rely on invalid gender stereotypes in the employment
context, specifically in the administration of leave benefits.
Reliance on such stereotypes cannot justify the States' gender
discrimination in this area. Virginia, supra, at 533. The long
and extensive history of sex discrimination prompted us to hold
that measures that differentiate on the basis of gender warrant
heightened scrutiny; here, as in Fitzpatrick, the persistence
of such unconstitutional discrimination by the States justifies
Congress' passage of prophylactic § 5 legislation.
As the FMLA's legislative record reflects, a 1990 Bureau of
Labor Statistics (BLS) survey stated that 37 percent of surveyed
private-sector employees were covered by maternity leave
policies, while only 18 percent were covered by paternity leave
policies. S. Rep. No. 103-3, pp. 14-15 (1993). The corresponding
numbers from a similar BLS survey the previous year were 33
percent and 16 percent, respectively. Ibid. While these data
show an increase in the percentage of employees eligible for such
leave, they also show a widening of the gender gap during the
same period. Thus, stereotype-based beliefs about the allocation
of family duties remained firmly rooted, and employers' reliance
on them in establishing discriminatory leave policies remained
widespread.[fn3]
Page 731
Congress also heard testimony that "[p]arental leave for
fathers . . . is rare. Even . . . [w]here child-care leave
policies do exist, men, both in the public and private sectors,
receive notoriously discriminatory treatment in their requests
for such leave." Joint Hearing 147 (Washington Council of
Lawyers) (emphasis added). Many States offered women extended
"maternity" leave that far exceeded the typical 4- to 8-week
period of physical disability due to pregnancy and
childbirth,[fn4] but very few States granted men a parallel
benefit: Fifteen States provided women up to one year of extended
maternity leave, while only four provided men with the same. M.
Lord & M. King, The State Reference Guide to Work-Family Programs
for State Employees 30 (1991). This and other differential leave
policies were not attributable to any differential physical needs
of men and women, but rather to the pervasive sex-role stereotype
that caring for family members is women's work.[fn5]
Page 732
Finally, Congress had evidence that, even where state laws and
policies were not facially discriminatory, they were applied in
discriminatory ways. It was aware of the "serious problems with
the discretionary nature of family leave," because when "the
authority to grant leave and to arrange the length of that leave
rests with individual supervisors," it leaves "employees open to
discretionary and possibly unequal treatment." H.R. Rep. No.
103-8, pt. 2, pp. 10-11 (1993). Testimony supported that
conclusion, explaining that "[t]he lack of uniform parental and
medical leave policies in the work place has created an
environment where [sex] discrimination is rampant." 1987 Senate
Labor Hearings, pt. 2, at 170 (testimony of Peggy Montes, Mayor's
Commission on Women's Affairs, City of Chicago).
In spite of all of the above evidence, JUSTICE KENNEDY argues
in dissent that Congress' passage of the FMLA was unnecessary
because "the States appear to have been ahead of Congress in
providing gender-neutral family leave benefits," post, at 750,
and points to Nevada's leave policies in particular, post, at
755. However, it was only "[s]ince Federal family leave
legislation was first introduced" that the States had even "begun
to consider similar family leave initiatives." S. Rep. No. 103-3,
at 20; see also S. Rep. No. 102-68,
Page 733
p. 77 (1991) (minority views of Sen. Durenberger) ("[S]o few
states have elected to enact similar legislation at the state
level").
Furthermore, the dissent's statement that some States "had
adopted some form of family-care leave" before the FMLA's
enactment, post, at 750, glosses over important shortcomings of
some state policies. First, seven States had childcare leave
provisions that applied to women only. Indeed, Massachusetts
required that notice of its leave provisions be posted only in
"establishment[s] in which females are employed."[fn6] These
laws reinforced the very stereotypes that Congress sought to
remedy through the FMLA. Second, 12 States provided their
employees no family leave, beyond an initial childbirth or
adoption, to care for a seriously ill child or family
member.[fn7] Third, many States provided
Page 734
no statutorily guaranteed right to family leave, offering instead
only voluntary or discretionary leave programs. Three States left
the amount of leave time primarily in employers' hands.[fn8]
Congress could reasonably conclude that such discretionary
family-leave programs would do little to combat the stereotypes
about the roles of male and female employees that Congress sought
to eliminate. Finally, four States provided leave only through
administrative regulations or personnel policies, which Congress
could reasonably conclude offered significantly less firm
protection than a federal law.[fn9] Against the above
backdrop of limited state leave policies, no matter how generous
petitioners' own may have been, see post, at 755 (dissent),
Congress was justified in enacting the FMLA as remedial
legislation.[fn10]
Page 735
In sum, the States' record of unconstitutional participation
in, and fostering of, gender-based discrimination in the
administration of leave benefits is weighty enough to justify the
enactment of prophylactic § 5 legislation.[fn11]
We reached the opposite conclusion in Garrett and Kimel. In
those cases, the § 5 legislation under review responded to a
purported tendency of state officials to make age-or
disability-based distinctions. Under our equal protection case
law, discrimination on the basis of such characteristics is not
judged under a heightened review standard, and passes muster if
there is "a rational basis for doing so at a class-based level,
even if it `is probably not true' that those reasons are valid in
the majority of cases." Kimel, 528 U.S., at 86 (quoting
Gregory v. Ashcroft, 501 U.S. 452, 473 (1991)). See also
Garrett, 531 U.S., at 367 ("States are not required by the
Fourteenth Amendment to make special accommodations for the
disabled, so long as their actions toward such individuals are
rational"). Thus, in order to impugn the constitutionality of
state discrimination against the disabled or the elderly,
Congress must identify, not just the existence of age-or
disability-based state decisions, but a "widespread pattern" of
irrational reliance on such criteria. Kimel, supra, at 90. We
found no such showing with respect to the ADEA and Title I of the
Americans with Disabilities Act of 1990 (ADA). Kimel, supra, at
89; Garrett, supra, at 368.
Page 736
Here, however, Congress directed its attention to state gender
discrimination, which triggers a heightened level of scrutiny.
See, e.g., Craig, 429 U.S., at 197-199. Because the standard
for demonstrating the constitutionality of a gender-based
classification is more difficult to meet than our rational-basis
test  it must "serv[e] important governmental objectives" and be
"substantially related to the achievement of those objectives,"
Virginia, 518 U.S., at 533  it was easier for Congress to show
a pattern of state constitutional violations. Congress was
similarly successful in South Carolina v. Katzenbach,
383 U.S. 301, 308-313 (1966), where we upheld the Voting Rights Act
of 1965: Because racial classifications are presumptively
invalid, most of the States' acts of race discrimination violated
the Fourteenth Amendment.
The impact of the discrimination targeted by the FMLA is
significant. Congress determined:
"Historically, denial or curtailment of women's
employment opportunities has been traceable directly
to the pervasive presumption that women are mothers
first, and workers second. This prevailing ideology
about women's roles has in turn justified
discrimination against women when they are mothers or
mothers-to-be." Joint Hearing 100.
Stereotypes about women's domestic roles are reinforced by
parallel stereotypes presuming a lack of domestic
responsibilities for men. Because employers continued to regard
the family as the woman's domain, they often denied men similar
accommodations or discouraged them from taking leave. These
mutually reinforcing stereotypes created a self-fulfilling cycle
of discrimination that forced women to continue to assume the
role of primary family caregiver, and fostered employers'
stereotypical views about women's commitment to work and their
value as employees. Those perceptions, in turn, Congress
reasoned, lead to subtle discrimination that may be difficult to
detect on a case-by-case basis.
Page 737
We believe that Congress' chosen remedy, the family-care leave
provision of the FMLA, is "congruent and proportional to the
targeted violation," Garrett, supra, at 374. Congress had
already tried unsuccessfully to address this problem through
Title VII and the amendment of Title VII by the Pregnancy
Discrimination Act, 42 U.S.C. § 2000e(k). Here, as in
Katzenbach, supra, Congress again confronted a "difficult and
intractable proble[m]," Kimel, supra, at 88, where previous
legislative attempts had failed. See Katzenbach, supra, at 313
(upholding the Voting Rights Act). Such problems may justify
added prophylactic measures in response. Kimel, supra, at 88.
By creating an across-the-board, routine employment benefit for
all eligible employees, Congress sought to ensure that
family-care leave would no longer be stigmatized as an inordinate
drain on the workplace caused by female employees, and that
employers could not evade leave obligations simply by hiring men.
By setting a minimum standard of family leave for all eligible
employees, irrespective of gender, the FMLA attacks the formerly
state-sanctioned stereotype that only women are responsible for
family caregiving, thereby reducing employers' incentives to
engage in discrimination by basing hiring and promotion decisions
on stereotypes.
The dissent characterizes the FMLA as a "substantive
entitlement program" rather than a remedial statute because it
establishes a floor of 12 weeks' leave. Post, at 754. In the
dissent's view, in the face of evidence of gender-based
discrimination by the States in the provision of leave benefits,
Congress could do no more in exercising its § 5 power than simply
proscribe such discrimination. But this position cannot be
squared with our recognition that Congress "is not confined to
the enactment of legislation that merely parrots the precise
wording of the Fourteenth Amendment," but may prohibit "a
somewhat broader swath of conduct, including that which is not
itself forbidden by the Amendment's text." Kimel, supra, at 81.
For example, this Court has
Page 738
upheld certain prophylactic provisions of the Voting Rights Act
as valid exercises of Congress' § 5 power, including the literacy
test ban and preclearance requirements for changes in States'
voting procedures. See, e.g., Katzenbach v. Morgan,
384 U.S. 641 (1966); Oregon v. Mitchell, 400 U.S. 112 (1970); South
Carolina v. Katzenbach, supra.
Indeed, in light of the evidence before Congress, a statute
mirroring Title VII, that simply mandated gender equality in the
administration of leave benefits, would not have achieved
Congress' remedial object. Such a law would allow States to
provide for no family leave at all. Where "[t]wo-thirds of the
nonprofessional caregivers for older, chronically ill, or
disabled persons are working women," H.R. Rep. No. 103-8, pt. 1,
at 24; S. Rep. No. 103-3, at 7, and state practices continue to
reinforce the stereotype of women as caregivers, such a policy
would exclude far more women than men from the workplace.
Unlike the statutes at issue in City of Boerne, Kimel, and
Garrett, which applied broadly to every aspect of state
employers' operations, the FMLA is narrowly targeted at the
faultline between work and family  precisely where sex-based
overgeneralization has been and remains strongest  and affects
only one aspect of the employment relationship. Compare
Ragsdale v. Wolverine World Wide, Inc., 535 U.S. 81, 91
(2002) (discussing the "important limitations of the [FMLA's]
remedial scheme"), with City of Boerne, 521 U.S., at 532 (the
"[s]weeping coverage" of the Religious Freedom Restoration Act of
1993); Kimel, 528 U.S., at 91 ("the indiscriminate scope of the
[ADEA's] substantive requirements"); and Garrett,
531 U.S., at 361 (the ADA prohibits disability discrimination "in regard to
[any] terms, conditions, and privileges of employment" (internal
quotation marks omitted)).
We also find significant the many other limitations that
Congress placed on the scope of this measure. See Florida
Prepaid, 527 U.S., at 647 ("[W]here `a congressional enactment
Page 739
pervasively prohibits constitutional state action in an effort to
remedy or to prevent unconstitutional state action, limitations
of this kind tend to ensure Congress' means are proportionate to
ends legitimate under § 5'" (quoting City of Boerne, supra, at
532-533)). The FMLA requires only unpaid leave,
29 U.S.C. § 2612(a)(1), and applies only to employees who have worked for the
employer for at least one year and provided 1,250 hours of
service within the last 12 months, § 2611(2)(A). Employees in
high-ranking or sensitive positions are simply ineligible for
FMLA leave; of particular importance to the States, the FMLA
expressly excludes from coverage state elected officials, their
staffs, and appointed policymakers. §§ 2611(2)(B)(i) and (3),
203(e)(2)(C). Employees must give advance notice of foreseeable
leave, § 2612(e), and employers may require certification by a
health care provider of the need for leave, § 2613. In choosing
12 weeks as the appropriate leave floor, Congress chose "a middle
ground, a period long enough to serve `the needs of families' but
not so long that it would upset `the legitimate interests of
employers.'" Ragsdale, supra, at 94 (quoting
29 U.S.C. § 2601(b)).[fn12] Moreover, the cause
Page 740
of action under the FMLA is a restricted one: The damages
recoverable are strictly defined and measured by actual monetary
losses, §§ 2617(a)(1)(A)(i)-(iii), and the accrual period for
backpay is limited by the Act's 2-year statute of limitations
(extended to three years only for willful violations), §§
2617(c)(1) and (2).
For the above reasons, we conclude that § 2612(a)(1)(C) is
congruent and proportional to its remedial object, and can "be
understood as responsive to, or designed to prevent,
unconstitutional behavior." City of Boerne, supra, at 532.
The judgment of the Court of Appeals is therefore
Affirmed.
[fn1] Compare 29 U.S.C. § 2601(b)(1) ("It is the purpose of this
Act . . . to balance the demands of the workplace with the needs
of families, to promote the stability and economic security of
families, and to promote national interests in preserving family
integrity") with § 2601(b)(5) ("to promote the goal of equal
employment opportunity for women and men, pursuant to [the Equal
Protection C]lause") and § 2601(b)(4) ("to accomplish [the Act's
other purposes] in a manner that, consistent with the Equal
Protection Clause . . ., minimizes the potential for employment
discrimination on the basis of sex"). See also S. Rep. No. 103-3,
p. 16 (1993) (the FMLA "is based not only on the Commerce Clause,
but also on the guarantees of equal protection and due process
embodied in the 14th Amendment"); H.R. Rep. No. 103-8, pt. 1, p.
29 (1993) (same).
[fn2] The text of the Act makes this clear. Congress found that,
"due to the nature of the roles of men and women in our society,
the primary responsibility for family caretaking often falls on
women, and such responsibility affects the working lives of women
more than it affects the working lives of men."
29 U.S.C. § 2601(a)(5). In response to this finding, Congress sought "to
accomplish the [Act's other] purposes . . . in a manner that . . .
minimizes the potential for employment discrimination on the
basis of sex by ensuring generally that leave is available . . .
on a gender-neutral basis[,] and to promote the goal of equal
employment opportunity for women and men. . . ." §§ 2601(b)(4)
and (5) (emphasis added).
[fn3] While this and other material described leave policies in
the private sector, a 50-state survey also before Congress
demonstrated that "[t]he proportion and construction of leave
policies available to public sector employees differs little from
those offered private sector employees." The Parental and Medical
Leave Act of 1986: Joint Hearing before the Subcommittee on
Labor-Management Relations and the Subcommittee on Labor
Standards of the House Committee on Education and Labor, 99th
Cong., 2d Sess., 33 (1986) (hereinafter Joint Hearing) (statement
of Meryl Frank, Director of the Yale Bush Center Infant Care
Leave Project). See also id., at 29-30.
[fn4] See, e.g., id., at 16 (six weeks is the medically
recommended pregnancy disability leave period); H.R. Rep. No.
101-28, pt. 1, p. 30 (1989) (referring to Pregnancy
Discrimination Act legislative history establishing four to eight
weeks as the medical recovery period for a normal childbirth).
[fn5] For example, state employers' collective-bargaining
agreements often granted extended "maternity" leave of six months
to a year to women only. Gerald McEntee, President of the
American Federation of State, County and Municipal Employees,
AFL-CIO, testified that "the vast majority of our contracts, even
though we look upon them with great pride, really cover
essentially maternity leave, and not paternity leave." The
Parental and Medical Leave Act of 1987: Hearings before the
Subcommittee on Children, Family, Drugs and Alcoholism of the
Senate Committee on Labor and Human Resources, 100th Cong., 1st
Sess., pt. 1, p. 385 (1987) (hereinafter 1987 Senate Labor
Hearings). In addition, state leave laws often specified that
catchall leave-without-pay provisions could be used for extended
maternity leave, but did not authorize such leave for paternity
purposes. See, e.g., Family and Medical Leave Act of 1987:
Joint Hearing before the House Committee on Post Office and Civil
Service, 100th Cong., 1st Sess., 2-5 (1987) (Rep. Gary Ackerman
recounted suffering expressly sex-based denial of unpaid leave of
absence where benefit was ostensibly available for "child care
leave").
Evidence pertaining to parenting leave is relevant here because
state discrimination in the provision of both types of benefits
is based on the same gender stereotype: that women's family
duties trump those of the workplace. JUSTICE KENNEDY's dissent
(hereinafter dissent) ignores this common foundation that, as
Congress found, has historically produced discrimination in the
hiring and promotion of women. See post, at 748-749.
Consideration of such evidence does not, as the dissent contends,
expand our § 5 inquiry to include "general gender-based
stereotypes in employment." Post, at 749 (emphasis added). To
the contrary, because parenting and family leave address very
similar situations in which work and family responsibilities
conflict, they implicate the same stereotypes.
[fn6] Mass. Gen. Laws, ch. 149, § 105D (West 1997) (providing
leave to "female employee[s]" for childbirth or adoption); see
also 3 Colo. Code Regs. § 708-1, Rule 80.8 (2002) (pregnancy
disability leave only); Iowa Code § 216.6(2) (2000) (former §
601A.6(2)) (same); Kan. Admin. Regs. 21-32-6(d) (2003) ("a
reasonable period" of maternity leave for female employees only);
N.H. Stat. Ann. § 354-A:7(VI)(b) (Michie Supp. 2000) (pregnancy
disability leave only); La. Stat. Ann. § 23:1008(A)(2) (West
Supp. 1993) (repealed 1997) (4-month maternity leave for female
employees only); Tenn. Code Ann. § 4-21-408(a) (1998) (same).
The dissent asserts that four of these schemes  those of
Colorado, Iowa, Louisiana, and New Hampshire  concern "pregnancy
disability leave only." Post, at 752. But Louisiana provided
women with four months of such leave, which far exceeds the
medically recommended pregnancy disability leave period of six
weeks. See n. 4, supra. This gender-discriminatory policy is
not attributable to any different physical needs of men and
women, but rather to the invalid stereotypes that Congress sought
to counter through the FMLA. See supra, at 731.
[fn7] See 3 Colo. Code Regs. § 708-1, Rule 80.8 (2002); Del. Code
Ann., Tit. 29, § 5116 (1997); Iowa Code § 216.6(2) (2000); Kan.
Admin. Regs. 21-32-6 (2003); Ky. Rev. Stat. Ann. § 337.015
(Michie 2001); La. Stat. Ann. § 23:1008(A)(2) (West Supp. 1993);
Mass. Gen. Laws, ch. 149, § 105(D) (West 1997); Mo. Rev. Stat. §
105.271 (2000); N.H. Stat. Ann. § 354-A:7(VI)(b) (Michie Supp.
2000); N.Y. Lab. Law § 201-c (West 2002); Tenn. Code Ann. §
4-21-408(a) (1998); U.S. Dept. of Labor, Women's Bureau, State
Maternity/Family Leave Law, p. 12 (June 1993) (citing a Virginia
personnel policy).
[fn8] See 3 Colo. Code Regs. § 708-1, Rule 80.8 (2002); Kan.
Admin. Regs. 21-32-6 (2003); N.H. Stat. Ann. § 354-A:7(VI)(b)
(Michie Supp. 2000). Oklahoma offered only a system by which
employees could voluntarily donate leave time for colleagues'
family emergencies. Okla. Stat., Tit. 74, § 840-2.22 (historical
note) (West 2002).
[fn9] See 3 Colo. Code Regs. § 708-1, Rule 80.8 (2002); Kan.
Admin. Regs. 21-32-6 (2003); Wis. Admin. Code ch. DWD 225 (1997)
(former ch. ILHR 225); State Maternity/Family Leave Law, supra,
at 12 (Virginia).
[fn10] Contrary to the dissent's belief, we do not hold that
Congress may "abrogat[e] state immunity from private suits
whenever the State's social benefits program is not enshrined in
the statutory code and provides employers with discretion,"
post, at 753, or when a State does not confer social benefits
"as generous or extensive as Congress would later deem
appropriate," post, at 752. The dissent misunderstands the
purpose of the FMLA's family-leave provision. The FMLA is not a
"substantive entitlement program," post, at 754; Congress did
not create a particular leave policy for its own sake. See
infra, at 737-738. Rather, Congress sought to adjust
family-leave policies in order to eliminate their reliance on,
and perpetuation of, invalid stereotypes, and thereby dismantle
persisting gender-based barriers to the hiring, retention, and
promotion of women in the workplace. In pursuing that goal, for
the reasons discussed above, supra, at 733-734 and this page,
Congress reasonably concluded that state leave laws and practices
should be brought within the Act.
[fn11] Given the extent and specificity of the above record of
unconstitutional state conduct, it is difficult to understand the
dissent's accusation that we rely on "a simple recitation of a
general history of employment discrimination against women."
Post, at 746. As we stated above, our holding rests on
congressional findings that, at the time the FMLA was enacted,
States "rel[ied] on invalid gender stereotypes in the employment
context, specifically in the administration of leave benefits."
Supra, at 730 (emphasis added). See supra, at 730-732.
[fn12] Congress established 12 weeks as a floor, thus leaving
States free to provide their employees with more family-leave
time if they so choose. See 29 U.S.C. § 2651(b) ("Nothing in this
Act or any amendment made by this Act shall be construed to
supersede any provision of any State or local law that provides
greater family or medical leave rights than the rights
established under this Act or any amendment made by this Act").
The dissent faults Congress for giving States this choice,
arguing that the FMLA's terms do not bar States from granting
more family-leave time to women than to men. Post, at 756. But
JUSTICE KENNEDY effectively counters his own argument in his very
next breath, recognizing that such gender-based discrimination
would "run afoul of the Equal Protection Clause or Title VII."
Ibid. In crafting new legislation to remedy unconstitutional
state conduct, Congress may certainly rely on and take account of
existing laws. Indeed, Congress expressly did so here. See
29 U.S.C. § 2651(a) ("Nothing in this Act or any amendment made by
this Act shall be construed to modify or affect any Federal or
State law prohibiting discrimination on the basis of . . .
sex. . .").
JUSTICE SOUTER, with whom JUSTICE GINSBURG and JUSTICE BREYER
join, concurring.
Even on this Court's view of the scope of congressional power
under § 5 of the Fourteenth Amendment, see Board of Trustees of
Univ. of Ala. v. Garrett, 531 U.S. 356 (2001); Kimel v.
Florida Bd. of Regents, 528 U.S. 62 (2000); Florida Prepaid
Postsecondary Ed. Expense Bd. v. College Savings Bank,
527 U.S. 627 (1999), the Family and Medical Leave Act of 1993 is
undoubtedly valid legislation, and application of the Act to the
States is constitutional; the same conclusions follow a
fortiori from my own understanding of § 5, see Garrett, supra,
at 376 (BREYER, J., dissenting); Kimel, supra, at 92 (STEVENS,
J., dissenting); Florida Prepaid, supra, at 648 (STEVENS, J.,
dissenting); see also Katzenbach v. Morgan, 384 U.S. 641,
650-651 (1966). I join the Court's opinion here without conceding
the dissenting positions just cited or the dissenting views
expressed in Seminole Tribe of Fla. v. Florida, 517 U.S. 44,
100 (1996) (SOUTER, J., dissenting).
JUSTICE STEVENS, concurring in the judgment.
Because I have never been convinced that an Act of Congress can
amend the Constitution and because I am uncertain
Page 741
whether the congressional enactment before us was truly "`needed
to secure the guarantees of the Fourteenth Amendment,'" I write
separately to explain why I join the Court's judgment.
Fitzpatrick v. Bitzer, 427 U.S. 445, 458 (1976) (STEVENS, J.,
concurring in judgment) (quoting Katzenbach v. Morgan,
384 U.S. 641, 651 (1966)).
The plain language of the Eleventh Amendment poses no barrier
to the adjudication of this case because respondents are citizens
of Nevada. The sovereign immunity defense asserted by Nevada is
based on what I regard as the second Eleventh Amendment, which
has its source in judge-made common law, rather than
constitutional text. Pennsylvania v. Union Gas Co.,
491 U.S. 1, 23 (1989) (STEVENS, J., concurring). As long as it clearly
expresses its intent, Congress may abrogate that common-law
defense pursuant to its power to regulate commerce "among the
several States." U.S. Const., Art. I, § 8. The family-care
provision of the Family and Medical Leave Act of 1993 is
unquestionably a valid exercise of a power that is "broad enough
to support federal legislation regulating the terms and
conditions of state employment." Fitzpatrick, 427 U.S., at 458
(STEVENS, J., concurring in judgment).[fn*] Accordingly,
Nevada's sovereign immunity defense is without merit.
[fn*] See Stevens, "Two Questions About Justice," 2003 U. Ill. L.
Rev. 821 (discussing Fitzpatrick).
JUSTICE SCALIA, dissenting.
I join JUSTICE KENNEDY's dissent, and add one further
observation: The constitutional violation that is a prerequisite
to "prophylactic" congressional action to "enforce" the
Fourteenth Amendment is a violation by the State against which
the enforcement action is taken. There is no guilt by
association, enabling the sovereignty of one State to be abridged
under § 5 of the Fourteenth Amendment because of violations by
another State, or by most other States, or even
Page 742
by 49 other States. We explained as much long ago in the Civil
Rights Cases, 109 U.S. 3, 14 (1883), which invalidated a portion
of the Civil Rights Act of 1875, purportedly based on § 5, in
part for the following reason:
"It applies equally to cases arising in states which
have the justest laws respecting the personal rights
of citizens, and whose authorities are ever ready to
enforce such laws as to those which arise in states
that may have violated the prohibition of the
amendment."
Congress has sometimes displayed awareness of this self-evident
limitation. That is presumably why the most sweeping provisions
of the Voting Rights Act of 1965  which we upheld in City of
Rome v. United States, 446 U.S. 156 (1980), as a valid
exercise of congressional power under § 2 of the
Fifteenth Amendment[fn*]  were restricted to States "with a
demonstrable history of intentional racial discrimination in
voting," id., at 177.
Today's opinion for the Court does not even attempt to
demonstrate that each one of the 50 States covered by
29 U.S.C. § 2612(a)(1)(C) was in violation of the Fourteenth Amendment. It
treats "the States" as some sort of collective entity which is
guilty or innocent as a body. "[T]he States' record of
unconstitutional participation in, and fostering of, gender-based
discrimination," it concludes, "is weighty enough to justify the
enactment of prophylactic § 5 legislation." Ante, at 735. This
will not do. Prophylaxis in the sense of extending the remedy
beyond the violation is one thing; prophylaxis in the sense of
extending the remedy beyond the violator is something else. See
City of Rome, supra, at 177 ("Congress could rationally have
concluded
Page 743
that, because electoral changes by jurisdictions with a
demonstrable history of intentional racial discrimination in
voting create the risk of purposeful discrimination, it was
proper to prohibit changes that have a discriminatory impact"
(emphasis added)).
When a litigant claims that legislation has denied him
individual rights secured by the Constitution, the court
ordinarily asks first whether the legislation is constitutional
as applied to him. See Broadrick v. Oklahoma, 413 U.S. 601,
613 (1973). When, on the other hand, a federal statute is
challenged as going beyond Congress's enumerated powers, under
our precedents the court first asks whether the statute is
unconstitutional on its face. Ante, at 727-728; Post, at 744
(KENNEDY, J., dissenting); see United States v. Morrison,
529 U.S. 598 (2000); City of Boerne v. Flores, 521 U.S. 507
(1997); United States v. Lopez, 514 U.S. 549 (1995). If the
statute survives this challenge, however, it stands to reason
that the court may, if asked, proceed to analyze whether the
statute (constitutional on its face) can be validly applied to
the litigant. In the context of § 5 prophylactic legislation
applied against a State, this would entail examining whether the
State has itself engaged in discrimination sufficient to support
the exercise of Congress's prophylactic power.
It seems, therefore, that for purposes of defeating
petitioners' challenge, it would have been enough for respondents
to demonstrate that § 2612(a)(1)(C) was facially valid â€â€
i.e., that it could constitutionally be applied to some
jurisdictions. See United States v. Salerno, 481 U.S. 739,
745 (1987). (Even that demonstration, for the reasons set forth
by JUSTICE KENNEDY, has not been made.) But when it comes to an
as-applied challenge, I think Nevada will be entitled to assert
that the mere facts that (1) it is a State, and (2) some States
are bad actors, is not enough; it can demand that it be shown
to have been acting in violation of the Fourteenth Amendment.
[fn*] Section 2 of the Fifteenth Amendment is practically
identical to § 5 of the Fourteenth Amendment. Compare Amdt. 14, §
5 ("The Congress shall have power to enforce, by appropriate
legislation, the provisions of this article"), with Amdt. 15, § 2
("The Congress shall have power to enforce this article by
appropriate legislation").
Page 744
JUSTICE KENNEDY, with whom JUSTICE SCALIA and JUSTICE THOMAS
join, dissenting.
The Family and Medical Leave Act of 1993 makes explicit the
congressional intent to invoke § 5 of the Fourteenth Amendment to
abrogate state sovereign immunity and allow suits for money
damages in federal courts. Ante, at 726-727, and n. 1. The
specific question is whether Congress may impose on the States
this entitlement program of its own design, with mandated
minimums for leave time, and then enforce it by permitting
private suits for money damages against the States. This in turn
must be answered by asking whether subjecting States and their
treasuries to monetary liability at the insistence of private
litigants is a congruent and proportional response to a
demonstrated pattern of unconstitutional conduct by the States.
See ante, at 728; Board of Trustees of Univ. of Ala. v.
Garrett, 531 U.S. 356, 365 (2001); City of Boerne v.
Flores, 521 U.S. 507, 520 (1997). If we apply the teaching of
these and related cases, the family leave provision of the Act,
29 U.S.C. § 2612(a)(1)(C), in my respectful view, is invalid to
the extent it allows for private suits against the unconsenting
States.
Congress does not have authority to define the substantive
content of the Equal Protection Clause; it may only shape the
remedies warranted by the violations of that guarantee. City of
Boerne, supra, at 519-520. This requirement has special force in
the context of the Eleventh Amendment, which protects a State's
fiscal integrity from federal intrusion by vesting the States
with immunity from private actions for damages pursuant to
federal laws. The Commerce Clause likely would permit the
National Government to enact an entitlement program such as this
one; but when Congress couples the entitlement with the
authorization to sue the States for monetary damages, it blurs
the line of accountability the State has to its own citizens.
These basic concerns underlie cases such as Garrett and Kimel
v. Florida Bd. of Regents, 528 U.S. 62 (2000), and should
counsel far
Page 745
more caution than the Court shows in holding § 2612(a)(1)(C) is
somehow a congruent and proportional remedy to an identified
pattern of discrimination.
The Court is unable to show that States have engaged in a
pattern of unlawful conduct which warrants the remedy of opening
state treasuries to private suits. The inability to adduce
evidence of alleged discrimination, coupled with the inescapable
fact that the federal scheme is not a remedy but a benefit
program, demonstrates the lack of the requisite link between any
problem Congress has identified and the program it mandated.
In examining whether Congress was addressing a demonstrated
"pattern of unconstitutional employment discrimination by the
States," the Court gives superficial treatment to the requirement
that we "identify with some precision the scope of the
constitutional right at issue." Garrett, supra, at 365, 368.
The Court suggests the issue is "the right to be free from
gender-based discrimination in the workplace," ante, at 728,
and then it embarks on a survey of our precedents speaking to
"[t]he history of the many state laws limiting women's employment
opportunities," ante, at 729. All would agree that women
historically have been subjected to conditions in which their
employment opportunities are more limited than those available to
men. As the Court acknowledges, however, Congress responded to
this problem by abrogating States' sovereign immunity in Title
VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2(a).
Ante, at 729; see also Fitzpatrick v. Bitzer, 427 U.S. 445
(1976). The provision now before us, 29 U.S.C. § 2612(a)(1)(C),
has a different aim than Title VII. It seeks to ensure that
eligible employees, irrespective of gender, can take a minimum
amount of leave time to care for an ill relative.
The relevant question, as the Court seems to acknowledge, is
whether, notwithstanding the passage of Title VII and similar
state legislation, the States continued to engage in widespread
discrimination on the basis of gender in the provision
Page 746
of family leave benefits. Ante, at 730. If such a pattern were
shown, the Eleventh Amendment would not bar Congress from
devising a congruent and proportional remedy. The evidence to
substantiate this charge must be far more specific, however, than
a simple recitation of a general history of employment
discrimination against women. When the federal statute seeks to
abrogate state sovereign immunity, the Court should be more
careful to insist on adherence to the analytic requirements set
forth in its own precedents. Persisting overall effects of
gender-based discrimination at the workplace must not be ignored;
but simply noting the problem is not a substitute for evidence
which identifies some real discrimination the family leave rules
are designed to prevent.
Respondents fail to make the requisite showing. The Act's
findings of purpose are devoid of any discussion of the relevant
evidence. See Lizzi v. Alexander, 255 F.3d 128, 135 (CA4
2001) ("In making [its] finding of purpose, Congress did not
identify, as it is required to do, any pattern of gender
discrimination by the states with respect to the granting of
employment leave for the purpose of providing family or medical
care"); see also Chittister v. Department of Community and
Econ. Dev., 226 F.3d 223, 228-229 (CA3 2000) ("Notably absent is
any finding concerning the existence, much less the prevalence,
in public employment of personal sick leave practices that
amounted to intentional gender discrimination in violation of the
Equal Protection Clause").
As the Court seems to recognize, the evidence considered by
Congress concerned discriminatory practices of the private
sector, not those of state employers. Ante, at 730-731, n. 3.
The statistical information compiled by the Bureau of Labor
Statistics (BLS), which are the only factual findings the Court
cites, surveyed only private employers. Ante, at 730. While the
evidence of discrimination by private entities may be relevant,
it does not, by itself, justify the abrogation of States'
sovereign immunity. Garrett,
Page 747
531 U.S., at 368 ("Congress' § 5 authority is appropriately exercised
only in response to state transgressions").
The Court seeks to connect the evidence of private
discrimination to an alleged pattern of unconstitutional behavior
by States through inferences drawn from two sources. The first is
testimony by Meryl Frank, Director of the Infant Care Leave
Project, Yale Bush Center in Child Development and Social Policy,
who surveyed both private and public employers in all 50 States
and found little variation between the leave policies in the two
sectors. Ante, at 730-731, n. 3 (citing The Parental and
Medical Leave Act of 1986: Joint Hearing before the Subcommittee
on Labor-Management Relations and the Subcommittee on Labor
Standards of the House Committee on Education and Labor, 99th
Cong., 2d Sess., 33 (1986) (hereinafter Joint Hearing)). The
second is a view expressed by the Washington Council of Lawyers
that even "`[w]here child-care leave policies do exist, men,
both in the public and private sectors, receive notoriously
discriminatory treatment in their requests for such leave.'"
Ante, at 731 (quoting Joint Hearing 147) (emphasis added by the
Court).
Both statements were made during the hearings on the proposed
1986 national leave legislation, and so preceded the Act by seven
years. The 1986 bill, which was not enacted, differed in an
important respect from the legislation Congress eventually
passed. That proposal sought to provide parenting leave, not
leave to care for another ill family member. Compare H.R. 4300,
99th Cong., 2d Sess., §§ 102(3), 103(a) (1986), with
29 U.S.C. § 2612(a)(1)(C). See also L. Gladstone, Congressional Research
Service Issue Brief, Family and Medical Leave Legislation, pp.
4-5, 10 (Oct. 26, 1995); Tr. of Oral Arg. 43 (statement of
counsel for the United States that "the first time that the
family leave was introduced and the first time the section (5)
authority was invoked was in H.R. 925," which was proposed in
1987). The testimony on which the Court relies concerned the
discrimination
Page 748
with respect to the parenting leave. See Joint Hearing 31
(statement of Meryl Frank) (the Yale Bush study "evaluate[d] the
impact of the changing composition of the workplace on families
with infants"); id., at 147 (statement of the Washington
Council of Lawyers) ("[F]or the first time, childcare
responsibilities of both natural and adoptive mothers and
fathers will be legislatively protected"). Even if this isolated
testimony could support an inference that private sector's
gender-based discrimination in the provision of parenting leave
was parallel to the behavior by state actors in 1986, the
evidence would not be probative of the States' conduct some seven
years later with respect to a statutory provision conferring a
different benefit. The Court of Appeals admitted as much: "We
recognize that a weakness in this evidence as applied to Hibbs'
case is that the BLS and Yale Bush Center studies deal only with
parental leave, not with leave to care for a sick family member.
They thus do not document a widespread pattern of precisely the
kind of discrimination that § 2612(a)(1)(C) is intended to
prevent." 273 F.3d 844, 859 (CA9 2001).
The Court's reliance on evidence suggesting States provided men
and women with the parenting leave of different length, ante,
at 731, and n. 5, suffers from the same flaw. This evidence
concerns the Act's grant of parenting leave, §§ 2612(a)(1)(A),
(B), and is too attenuated to justify the family leave provision.
The Court of Appeals' conclusion to the contrary was based on an
assertion that "if states discriminate along gender lines
regarding the one kind of leave, then they are likely to do so
regarding the other." 273 F.3d, at 859. The charge that a State
has engaged in a pattern of unconstitutional discrimination
against its citizens is a most serious one. It must be supported
by more than conjecture.
The Court maintains the evidence pertaining to the parenting
leave is relevant because both parenting and family leave
provisions respond to "the same gender stereotype: that women's
family duties trump those of the workplace."
Page 749
Ante, at 732, n. 5. This sets the contours of the inquiry at
too high a level of abstraction. The question is not whether the
family leave provision is a congruent and proportional response
to general gender-based stereotypes in employment which "ha[ve]
historically produced discrimination in the hiring and promotion
of women," ibid.; the question is whether it is a proper remedy
to an alleged pattern of unconstitutional discrimination by
States in the grant of family leave. The evidence of gender-based
stereotypes is too remote to support the required showing.
The Court next argues that "even where state laws and policies
were not facially discriminatory, they were applied in
discriminatory ways." Ante, at 732. This charge is based on an
allegation that many States did not guarantee the right to family
leave by statute, instead leaving the decision up to individual
employers, who could subject employees to "`discretionary and
possibly unequal treatment.'" Ibid. (quoting H.R. Rep. No.
103-8, pt. 2, pp. 10-11 (1993)). The study from which the Court
derives this conclusion examined "the parental leave policies of
Federal executive branch agencies," H.R. Rep. No. 103-8, at 10,
not those of the States. The study explicitly stated that its
conclusions concerned federal employees: "`[I]n the absence of a
national minimum standard for granting leave for parental
purposes, the authority to grant leave and to arrange the length
of that leave rests with individual supervisors, leaving Federal
employees open to discretionary and possibly unequal treatment.'"
Id., at 10-11. A history of discrimination on the part of the
Federal Government may, in some situations, support an inference
of similar conduct by the States, but the Court does not explain
why the inference is justified here.
Even if there were evidence that individual state employers, in
the absence of clear statutory guidelines, discriminated in the
administration of leave benefits, this circumstance alone would
not support a finding of a state-sponsored pattern of
discrimination. The evidence could perhaps support
Page 750
the charge of disparate impact, but not a charge that States have
engaged in a pattern of intentional discrimination prohibited by
the Fourteenth Amendment. Garrett, 531 U.S., at 372-373 (citing
Washington v. Davis, 426 U.S. 229, 239 (1976)).
The federal-state equivalence upon which the Court places such
emphasis is a deficient rationale at an even more fundamental
level, however; for the States appear to have been ahead of
Congress in providing gender-neutral family leave benefits.
Thirty States, the District of Columbia, and Puerto Rico had
adopted some form of family-care leave in the years preceding the
Act's adoption. The reports in both Houses of Congress noted this
fact. H.R. Rep. No. 103-8, at 32-33; S. Rep. No. 103-3, pp. 20-21
(1993); see also Brief for State of Alabama et al. as Amici
Curiae 18-22. Congressional hearings noted that the provision of
family leave was "an issue which has picked up tremendous
momentum in the States, with some 21 of them having some form of
family or medical leave on the books." The Family and Medical
Leave Act of 1991: Hearing on H.R. 2 before the Subcommittee on
Labor-Management Relations of the House Committee on Education
and Labor, 102d Cong., 1st Sess., p. 4 (1991) (statement of Rep.
Marge Roukema). Congress relied on the experience of the States
in designing the national leave policy to be cost effective and
gender neutral. S. Rep. No. 103-3, at 12-14; The Parental and
Medical Leave Act of 1987: Hearings on S. 249 before the
Subcommittee on Children, Family, Drugs and Alcoholism of the
Senate Committee on Labor and Human Resources, 100th Cong., 1st
Sess., pt. 2, pp. 194-195, 533-534 (1987). Congress also
acknowledged that many States had implemented leave policies more
generous than those envisioned by the Act. H.R. Rep. No. 103-8,
pt. 1, at 50; S. Rep. No. 103-3, at 38. At the very least, the
history of the Act suggests States were in the process of solving
any existing gender-based discrimination in the provision of
family leave.
Page 751
The Court acknowledges that States have adopted family leave
programs prior to federal intervention, but argues these policies
suffered from serious imperfections. Ante, at 733-734. Even if
correct, this observation proves, at most, that programs more
generous and more effective than those operated by the States
were feasible. That the States did not devise the optimal
programs is not, however, evidence that the States were
perpetuating unconstitutional discrimination. Given that the
States assumed a pioneering role in the creation of family leave
schemes, it is not surprising these early efforts may have been
imperfect. This is altogether different, however, from purposeful
discrimination.
The Court's lengthy discussion of the allegedly deficient state
policies falls short of meeting this standard. A great majority
of these programs exhibit no constitutional defect and, in fact,
are authorized by this Court's precedent. The Court points out
that seven States adopted leave provisions applicable only to
women. Ante, at 733. Yet it must acknowledge that three of
these schemes concerned solely pregnancy disability leave.
Ante, at 733, n. 6 (citing 3 Colo. Code Regs. § 708-1, Rule
80.8 (2002); Iowa Code § 216.6(2) (2000); N.H. Stat. Ann. §
354-A:7(VI)(b) (Michie Supp. 2000)). Our cases make clear that a
State does not violate the Equal Protection Clause by granting
pregnancy disability leave to women without providing for a grant
of parenting leave to men. Geduldig v. Aiello, 417 U.S. 484,
496-497, n. 20 (1974); see also Tr. of Oral Arg. 49 (counsel for
the United States conceding that Geduldig would permit this
practice). The Court treats the pregnancy disability scheme of
the fourth State, Louisiana, as a disguised gender-discriminatory
provision of parenting leave because the scheme would permit
leave in excess of the period Congress believed to be medically
necessary for pregnancy disability. Ante, at 733, n. 6. The
Louisiana statute, however, granted leave only for "that period
during which the female employee is disabled on account of
pregnancy, child-birth,
Page 752
or related medical conditions." La. Stat. Ann. § 23:1008(A)(2)(b)
(West Supp. 1993) (repealed 1997). Properly administered, the
scheme, despite its generous maximum, would not transform into a
discriminatory "4-month maternity leave for female employees
only." Ante, at 733, n. 6.
The Court next observes that 12 States "provided their
employees no family leave, beyond an initial childbirth or
adoption." Ante, at 733. Four of these States are those which,
as discussed above, offered pregnancy disability leave only. See
ante, at 733, n. 7 (citing 3 Colo. Code Regs. § 708-1, Rule
80.8 (2002); Iowa Code § 216.6(2) (2000); La. Stat. Ann. §
23:1008(A)(2) (West Supp. 1993) (repealed 1997); N.H. Stat. Ann.
§ 354-A:7(VI)(b) (Michie Supp. 2000)). Of the remaining eight
States, five offered parenting leave to both men and women on an
equal basis; a practice which no one contends suffers from a
constitutional infirmity. See ante, at 733-734, n. 7 (citing
Del. Code Ann., Tit. 29, § 5116 (1997); Ky. Rev. Stat. Ann. §
337.015 (Michie 2001); Mo. Rev. Stat. § 105.271 (2000); N.Y. Lab.
Law § 201-c (West 2002); U.S. Dept. of Labor, Women's Bureau,
State Maternity/Family Leave Law, p. 12 (June 1993) (discussing
the policy adopted by the Virginia Department of Personnel and
Training)). The Court does not explain how the provision of
social benefits either on a gender-neutral level (as with the
parenting leave) or in a way permitted by this Court's case law
(as with the pregnancy disability leave) offends the
Constitution. Instead, the Court seems to suggest that a pattern
of unconstitutional conduct may be inferred solely because a
State, in providing its citizens with social benefits, does not
make these benefits as generous or extensive as Congress would
later deem appropriate.
The Court further chastises the States for having "provided no
statutorily guaranteed right to family leave, offering instead
only voluntary or discretionary leave programs." Ante, at
733-734; see also ante, at 734 ("[F]our States provided
Page 753
leave only through administrative regulations or personnel
policies"). The Court does not argue the States intended to
enable employers to discriminate in the provision of family
leave; nor, as already noted, is there evidence state employers
discriminated in the administration of leave benefits. See
supra, at 749-750. Under the Court's reasoning, Congress seems
justified in abrogating state immunity from private suits
whenever the State's social benefits program is not enshrined in
the statutory code and provides employers with discretion.
Stripped of the conduct which exhibits no constitutional
infirmity, the Court's "exten[sive] and specifi[c] . . . record
of unconstitutional state conduct," ante, at 735, n. 11, boils
down to the fact that three States, Massachusetts, Kansas, and
Tennessee, provided parenting leave only to their female
employees, and had no program for granting their employees (male
or female) family leave. See ante, at 733-734, nn. 6 and 7
(citing Mass. Gen. Laws, ch. 149, § 105D (West 1997); Kan. Admin.
Regs. 21-32-6(d) (2003); Tenn. Code Ann. § 4-21-408(a) (1998)).
As already explained, supra, at 748-749, the evidence related
to the parenting leave is simply too attenuated to support a
charge of unconstitutional discrimination in the provision of
family leave. Nor, as the Court seems to acknowledge, does the
Constitution require States to provide their employees with any
family leave at all. Ante, at 738. A State's failure to devise
a family leave program is not, then, evidence of unconstitutional
behavior.
Considered in its entirety, the evidence fails to document a
pattern of unconstitutional conduct sufficient to justify the
abrogation of States' sovereign immunity. The few incidents
identified by the Court "fall far short of even suggesting the
pattern of unconstitutional discrimination on which § 5
legislation must be based." Garrett, 531 U.S., at 370; see also
Kimel, 528 U.S., at 89-91; City of Boerne,
521 U.S., at 530-531. Juxtaposed to this evidence is the States' record of
addressing gender-based discrimination in the provision
Page 754
of leave benefits on their own volition. See generally Brief for
State of Alabama et al. as Amici Curiae 5-14.
Our concern with gender discrimination, which is subjected to
heightened scrutiny, as opposed to age- or disability-based
distinctions, which are reviewed under rational standard, see
Kimel, supra, at 83-84; Garrett, supra, at 366-367, does not
alter this conclusion. The application of heightened scrutiny is
designed to ensure gender-based classifications are not based on
the entrenched and pervasive stereotypes which inhibit women's
progress in the workplace. Ante, at 736. This consideration
does not divest respondents of their burden to show that
"Congress identified a history and pattern of unconstitutional
employment discrimination by the States." Garrett, supra, at
368. The Court seems to reaffirm this requirement. Ante, at 729
("We now inquire whether Congress had evidence of a pattern of
constitutional violations on the part of the States . . ."); see
also ante, at 735 ("[T]he States' record of unconstitutional
participation in, and fostering of, gender-based discrimination
in the administration of leave benefits is weighty enough to
justify the enactment of prophylactic § 5 legislation"). In my
submission, however, the Court does not follow it. Given the
insufficiency of the evidence that States discriminated in the
provision of family leave, the unfortunate fact that stereotypes
about women continue to be a serious and pervasive social problem
would not alone support the charge that a State has engaged in a
practice designed to deny its citizens the equal protection of
the laws. Garrett, supra, at 369.
The paucity of evidence to support the case the Court tries to
make demonstrates that Congress was not responding with a
congruent and proportional remedy to a perceived course of
unconstitutional conduct. Instead, it enacted a substantive
entitlement program of its own. If Congress had been concerned
about different treatment of men and women with respect to family
leave, a congruent remedy
Page 755
would have sought to ensure the benefits of any leave program
enacted by a State are available to men and women on an equal
basis. Instead, the Act imposes, across the board, a requirement
that States grant a minimum of 12 weeks of leave per year.
29 U.S.C. § 2612(a)(1)(C). This requirement may represent Congress'
considered judgment as to the optimal balance between the family
obligations of workers and the interests of employers, and the
States may decide to follow these guidelines in designing their
own family leave benefits. It does not follow, however, that if
the States choose to enact a different benefit scheme, they
should be deemed to engage in unconstitutional conduct and forced
to open their treasuries to private suits for damages.
Well before the federal enactment, Nevada not only provided its
employees, on a gender-neutral basis, with an option of
requesting up to one year of unpaid leave, Nev. Admin. Code §
284.578(1) (1984), but also permitted, subject to approval and
other conditions, leaves of absence in excess of one year, §
284.578(2). Nevada state employees were also entitled to use up
to 10 days of their accumulated paid sick leave to care for an
ill relative. § 284.558(1). Nevada, in addition, had a program of
special "catastrophic leave." State employees could donate their
accrued sick leave to a general fund to aid employees who needed
additional leave to care for a relative with a serious illness.
Nev. Rev. Stat. § 284.362(1) (1995).
To be sure, the Nevada scheme did not track that devised by the
Act in all respects. The provision of unpaid leave was
discretionary and subject to a possible reporting requirement.
Nev. Admin. Code § 284.578(2)(3) (1984). A congruent remedy to
any discriminatory exercise of discretion, however, is the
requirement that the grant of leave be administered on a
gender-equal basis, not the displacement of the State's scheme by
a federal one. The scheme enacted by the Act does not respect the
States' autonomous power to design their own social benefits
regime.
Page 756
Were more proof needed to show that this is an entitlement
program, not a remedial statute, it should suffice to note that
the Act does not even purport to bar discrimination in some leave
programs the States do enact and administer. Under the Act, a
State is allowed to provide women with, say, 24 weeks of family
leave per year but provide only 12 weeks of leave to men. As the
counsel for the United States conceded during the argument, a law
of this kind might run afoul of the Equal Protection Clause or
Title VII, but it would not constitute a violation of the Act.
Tr. of Oral Arg. 49. The Act on its face is not drawn as a remedy
to gender-based discrimination in family leave.
It has been long acknowledged that federal legislation which
"deters or remedies constitutional violations can fall within the
sweep of Congress' enforcement power even if in the process it
prohibits conduct which is not itself unconstitutional." City of
Boerne, 521 U.S., at 518; see also ante, at 737 (in exercising
its power under § 5 of the Fourteenth Amendment, Congress "may
prohibit `a somewhat broader swath of conduct, including that
which is not itself forbidden by the Amendment's text'" (quoting
Kimel, 528 U.S., at 81)). The Court has explained, however,
that Congress may not "enforce a constitutional right by changing
what the right is." City of Boerne, supra, at 519. The dual
requirement that Congress identify a pervasive pattern of
unconstitutional state conduct and that its remedy be
proportional and congruent to the violation is designed to
separate permissible exercises of congressional power from
instances where Congress seeks to enact a substantive entitlement
under the guise of its § 5 authority.
The Court's precedents upholding the Voting Rights Act of 1965
as a proper exercise of Congress' remedial power are instructive.
In South Carolina v. Katzenbach, 383 U.S. 301 (1966), the
Court concluded that the Voting Rights Act's prohibition on state
literacy tests was an appropriate method of enforcing the
constitutional protection against racial discrimination
Page 757
in voting. This measure was justified because "Congress
documented a marked pattern of unconstitutional action by the
States." Garrett, 531 U.S., at 373 (citing Katzenbach, supra,
at 312, 313); see also City of Boerne, supra, at 525 ("We noted
evidence in the record reflecting the subsisting and pervasive
discriminatory  and therefore unconstitutional  use of literacy
tests" (citing Katzenbach, supra, at 333-334)). Congress'
response was a "limited remedial scheme designed to guarantee
meaningful enforcement of the Fifteenth Amendment." Garrett,
supra, at 373. This scheme was both congruent, because it "aimed
at areas where voting discrimination has been most flagrant,"
Katzenbach, 383 U.S., at 315, and proportional, because it was
necessary to "banish the blight of racial discrimination in
voting, which has infected the electoral process in parts of our
country for nearly a century," id., at 308. The Court
acknowledged Congress' power to devise "strong remedial and
preventive measures" to safeguard voting rights on subsequent
occasions, but always explained that these measures were
legitimate because they were responding to a pattern of "the
widespread and persisting deprivation of constitutional rights
resulting from this country's history of racial discrimination."
City of Boerne, supra, at 526-527 (citing Oregon v.
Mitchell, 400 U.S. 112 (1970); City of Rome v. United
States, 446 U.S. 156 (1980); Katzenbach v. Morgan,
384 U.S. 641 (1966)).
This principle of our § 5 jurisprudence is well illustrated not
only by the Court's opinions in these cases but also by the late
Justice Harlan's dissent in Katzenbach v. Morgan. There,
Justice Harlan contrasted his vote to invalidate a federal ban on
New York state literacy tests from his earlier decision, in
South Carolina v. Katzenbach, to uphold stronger remedial
measures against the State of South Carolina, such as suspension
of literacy tests, imposition of preclearance requirements for
any changes in state voting laws, and appointment of federal
voting examiners. Katzenbach
Page 758
v. Morgan, supra, at 659, 667; see also South Carolina v.
Katzenbach, supra, at 315-323. Justice Harlan explained that in
the case of South Carolina there was "`voluminous legislative
history' as well as judicial precedents supporting the basic
congressional findings that the clear commands of the
Fifteenth Amendment had been infringed by various state subterfuges. . . .
Given the existence of the evil, we held the remedial steps taken
by the legislature under the Enforcement Clause of the
Fifteenth Amendment to be a justifiable exercise of congressional
initiative." 384 U.S., at 667 (quoting South Carolina v.
Katzenbach, supra, at 309, 329-330). By contrast, the New York
case, in his view, lacked a showing that "there has in fact been
an infringement of that constitutional command, that is, whether
a particular state practice . . . offend[ed] the command of the
Equal Protection Clause of the Fourteenth Amendment."
384 U.S., at 667. In the absence of evidence that a State has engaged in
unconstitutional conduct, Justice Harlan would have concluded
that the literacy test ban Congress sought to impose was not an
"appropriate remedial measur[e] to redress and prevent the
wrongs," but an impermissible attempt "to define the
substantive scope of the Amendment." Id., at 666, 668.
For the same reasons, the abrogation of state sovereign
immunity pursuant to Title VII was a legitimate congressional
response to a pattern of gender-based discrimination in
employment. Fitzpatrick v. Bitzer, 427 U.S. 445 (1976). The
family leave benefit conferred by the Act is, by contrast, a
substantive benefit Congress chose to confer upon state
employees. See City of Boerne, supra, at 520 ("There must be a
congruence and proportionality between the injury to be prevented
or remedied and the means adopted to that end. Lacking such a
connection, legislation may become substantive in operation and
effect"). The plain truth is Congress did not "ac[t] to
accomplish the legitimate end of enforcing judicially-recognized
Fourteenth Amendment
Page 759
rights, [but] instead pursued an object outside the scope of
Section Five by imposing new, non-remedial legal obligations on
the states." Beck, The Heart of Federalism: Pretext Review of
Means-End Relationships, 36 U.C.D.L. Rev. 407, 440 (2003).
It bears emphasis that, even were the Court to bar unconsented
federal suits by private individuals for money damages from a
State, individuals whose rights under the Act were violated would
not be without recourse. The Act is likely a valid exercise of
Congress' power under the Commerce Clause, Art. I, § 8, cl. 3,
and so the standards it prescribes will be binding upon the
States. The United States may enforce these standards in actions
for money damages; and private individuals may bring actions
against state officials for injunctive relief under Ex parte
Young, 209 U.S. 123 (1908). What is at issue is only whether the
States can be subjected, without consent, to suits brought by
private persons seeking to collect moneys from the state
treasury. Their immunity cannot be abrogated without
documentation of a pattern of unconstitutional acts by the
States, and only then by a congruent and proportional remedy.
There has been a complete failure by respondents to carry their
burden to establish each of these necessary propositions. I would
hold that the Act is not a valid abrogation of state sovereign
immunity and dissent with respect from the Court's conclusion to
the contrary.
Page 760